Securities Management


Securities Management
The Exchange's department responsible for dealing with applications for admission to trading. London Stock Exchange Glossary

Financial and business terms. 2012.

Look at other dictionaries:

  • physical securities management tool — ( CDMS) Euroclear Clearing and Settlement glossary Custody and Depository Management System ( CDMS) is the Euroclear Belgium and Euroclear Nederland safekeeping system that is used for vault administration and inventory management. CDMS will be… …   Financial and business terms

  • physical securities management tool — (CDMS) Custody and Depository Management System (CDMS) is the Euroclear Belgium and Euroclear Nederland safekeeping system that is used for vault administration and inventory management. CDMS will be used for ESES markets physical securities and… …   Euroclear glossary

  • securities — I noun assets, bonds, capital, evidences of debts, evidences of obligations, holdings, invested property, investment, negotiables, property, shares, stocks associated concepts: corporate securities, investment securities, sale of securities II… …   Law dictionary

  • management's discussion and analysis of financial condition and results of operations — + Management s Discussion and Analysis of Financial Condition and Results of Operations (MD&A) Disclosure requirements under US securities laws arise principally from periodic reporting and filing requirements. Companies registered with the… …   Law dictionary

  • Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …   Wikipedia

  • Securities and exchange commission — Sceau de la Securities and Exchange Commission La Securities and Exchange Commission (SEC) est l organisme fédéral américain de réglementation et de contrôle des marchés financiers. C est en quelque sorte le « gendarme de la B …   Wikipédia en Français

  • Securities Commission (Brazil) — Securities Commission of Brazil Comissão de Valores Mobiliários Agency overview Formed December 1976 Jurisdiction Federative Republic of Brazil Headquarters …   Wikipedia

  • Securities Industry and Financial Markets Association — The Securities Industry and Financial Markets Association (SIFMA) is an industry trade group representing securities firms, banks, and asset management companies in the U.S., Europe, and Asia. SIFMA was formed on November 1, 2006, from the merger …   Wikipedia

  • Securities lending — In finance, securities lending or stock lending refers to the lending of securities by one party to another. The terms of the loan will be governed by a Securities Lending Agreement , which, under U.S. law, requires that the borrower provides the …   Wikipedia

  • Management Investment Company — A formal name for a company that sells and manages a portfolio of securities. A management investment company is one of the three fundamental types of investment companies, the other two being unit investment trusts and face amount certificate… …   Investment dictionary